Our Senior Partner was formally Head of regulatory and trading at Harvey Ingram LLP, a midlands heavyweight law firm also highlighted in the legal 500. Our expertise can help to help you to defend your business and manage risk.
Regulation is an increasingly important fact of life. In order to protect your reputation, organisations need to manage the risks of operating in regulated environments. Corporate and social responsibility (CSR) has come to the forefront of the business agenda and legal and regulatory risk management plays a key role here, too.
Our solicitors can help you travel through the bewildering variety of regulators, each of which has different powers along with a different statutory basis for investigating. We can advise on how to
respond if a regulator carries out a dawn raid, or demands a police and criminal evidence act interview with your staff, or requires copies of documentation.
Our solicitors can help you review your procedures and internal reporting, so you can demonstrate to a regulator that you are up-to-date. We can provide proactive support to ensure you comply with the regulatory requirements of the key regulators.
Our lawyers have the expertise and knowledge to meet all of your regulatory needs:
- Dispute resolution
- Financial services
- Health & safety
Any data that you submit using this web form will be held by our firm as Data Controller and will be held securely for 12 months before being securely and confidentially destroyed.
Your data will not be disclosed to any third parties without your consent or as otherwise allowed by the relevant Data Protection legislation and will only be used for responding to your query (or purposes associated with that purpose).
You have the right to be informed about what data we hold about you along with other rights set out in the legislation. Further information about your rights under the data protection legislation can be found at www.ico.org.uk
Full details can be found on our website here.